Rachel Parnell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.R.S. Independent Financial Advisers

    FRN 140448

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
  • Taurus Investor Services Ltd

    FRN 407847

    • (2)Employed By (since 27 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Taurus Investor Services Ltd

  2. controlled function added: (2)Employed By at Taurus Investor Services Ltd