Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (16 Sep 2005 to 30 Mar 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF1 Director (19 Aug 2003 to 17 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.