Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 26 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Apr 2016)
    • (2)Employed By (since 2 Feb 2018)
  • Wai Cheung (no longer approved here)

    FRN 416196

    • Employed By (7 Apr 2016 to 2 Feb 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Mar 2011 to 7 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.