Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 16 May 2024)
    • SMF1 Chief Executive (since 16 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2021)
    • CF1 Director (20 Mar 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Mar 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Mar 2014 to 27 Sep 2017)
    • SMF3 Executive Director (since 16 May 2024)
    • SMF1 Chief Executive (since 16 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Apr 2021)
    • CF1 Director (20 Mar 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Mar 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Mar 2014 to 27 Sep 2017)
    • SMF3 Executive Director (since 16 May 2024)
    • SMF1 Chief Executive (since 16 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2021)
    • CF1 Director (20 Mar 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Mar 2018 to 8 Dec 2019)
    • CF29 Significant management (6 Mar 2014 to 27 Sep 2017)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (29 Jun 2009 to 9 Aug 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (29 Jun 2009 to 9 Aug 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.