Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Oct 2022)
- CF30 Customer (since 11 Oct 2022)
-
Karen Berisford
FRN 506773
- (3)Employed By (since 11 Oct 2022)
-
- [FCA CF] Functions requiring qualifications (7 Feb 2020 to 19 Jun 2020)
-
- CF30 Customer (1 Nov 2007 to 19 Nov 2012)
- CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2005 to 14 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.