Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Oct 2022)
    • CF30 Customer (since 11 Oct 2022)
    • (3)Employed By (since 11 Oct 2022)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Functions requiring qualifications (7 Feb 2020 to 19 Jun 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2005 to 14 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.