Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (17 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (3 Feb 2015 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Mar 2014 to 5 Jan 2015)
  • Cooper Associates Wealth Management Ltd (no longer approved here)

    FRN 514008

    • Employed By (14 Mar 2014 to 5 Jan 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Nov 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.