Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Oct 2020 to 17 Dec 2021)
- [FCA CF] Client dealing (5 Oct 2020 to 17 Dec 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2021)
- CF1 Director (AR) (13 Jun 2018 to 30 Jan 2021)
- CF30 Customer (1 Nov 2007 to 30 Jan 2021)
- CF21 Investment Adviser (22 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Apr 2004 to 22 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.