Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Material risk taker (since 1 Nov 2024)
- [FCA CF] Manager of certification employee (since 20 Nov 2023)
- [FCA CF] Client dealing (since 30 Apr 2018)
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- [FCA CF] Manager of certification employee (20 Nov 2023 to 13 Dec 2024)
- [FCA CF] Client dealing (30 Apr 2018 to 13 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
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