Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (27 Feb 2008 to 30 Apr 2025)
    • CF30 Customer (27 Feb 2008 to 31 Dec 2012)
  • Unwin Financial Services Ltd (no longer approved here)

    FRN 188840

    • Employed By (18 May 2004 to 12 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.