Rachel Barnby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 18 Mar 2021)
    • CF1 Director (AR) (since 18 Mar 2021)
    • CF1 Director (AR) (4 Feb 2021 to 15 Feb 2021)
    • CF30 Customer (4 Feb 2021 to 15 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (13 Aug 2020 to 15 Feb 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 30 Apr 2021)
  • RWG FINANCIAL PLANNING LIMITED

    FRN 939525

    • (1)Employed By (since 18 Mar 2021)
  • WEALTH TRANSFORM LIMITED (no longer approved here)

    FRN 939772

    • Employed By (4 Feb 2021 to 15 Feb 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Dec 2007 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.