Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 30 Oct 2023)
    • Employed By (3 May 2023 to 13 Oct 2023)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • CF30 Customer (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (4 May 2023 to 13 Oct 2023)
    • CF30 Customer (3 May 2023 to 13 Oct 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 25 Mar 2023)
    • CF30 Customer (6 Nov 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Aug 2011 to 21 May 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (10 Mar 2010 to 5 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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