Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF4 Partner (AR) (since 14 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Dec 2014)
    • (2)Employed By (since 27 Nov 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Jul 2008 to 31 Oct 2014)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (122)Employed By (18 Apr 2001 to 2 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (122)Employed By at Reeds Rains Limited