Rachael Lucy Neller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 Sep 2025)
- CF30 Customer (since 16 Sep 2025)
Brown Dog Financial Planning Limited
FRN 713239
- Employed By (since 16 Sep 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (13 Jul 2024 to 8 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 8 Nov 2024)
Maspero Associates Wealth Management Limited (no longer approved here)
FRN 774334
- (2)Employed By (13 Jul 2024 to 8 Nov 2024)
Expert Financial Solutions Ltd (no longer approved here)
FRN 401295
- [FCA CF] Functions requiring qualifications (18 Jan 2023 to 21 Mar 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.