Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)Employed By (4 Apr 2023 to 14 Nov 2024)
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- (2)Employed By (8 May 2012 to 14 Nov 2024)
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- CF4 Partner (AR) (1 Mar 2007 to 14 Nov 2024)
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)
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- (3)Employed By (20 Feb 2007 to 14 Nov 2024)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at H M Keeley-Jeynes & M J Birtles
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controlled function added: (3)Employed By at F C Thorogood, S Williams, R Taylor & J Harvey
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controlled function added: (3)Employed By at D James, M J Welton, A C Price, J P Bird & G J Wheatley