Rachael Alison Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Jan 2025 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Jan 2025 to 3 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Jan 2025 to 3 Mar 2026)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Feb 2011)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jun 2007 to 20 Aug 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (26 May 2005 to 28 Apr 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 26 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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