Rabi Karki

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • [FCA CF] CASS oversight function (14 Nov 2022 to 15 Nov 2022)
    • [FCA CF] Client dealing (14 Nov 2022 to 17 Jul 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (17 Dec 2018 to 22 Jan 2019)
    • [FCA CF] Client dealing (26 Nov 2018 to 22 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.