Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Benchmark submission and administration (15 Jan 2021 to 20 Feb 2023)
- [FCA CF] CASS oversight function (15 Jan 2021 to 20 Feb 2023)
- [FCA CF] Client dealing (15 Jan 2021 to 20 Feb 2023)
- [FCA CF] Functions requiring qualifications (15 Jan 2021 to 20 Feb 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.