Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Weatherbys Bank Limited
FRN 204571
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF1 Chief Executive (since 1 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
- Responsibility for MCD Intermediation (22 Sep 2020 to 1 Sep 2023)
- SMF3 Executive Director (8 Apr 2016 to 1 Sep 2023)
- CF30 Customer (7 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (27 Sep 2011 to 17 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.