Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF1 Chief Executive (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
    • Responsibility for MCD Intermediation (22 Sep 2020 to 1 Sep 2023)
    • SMF3 Executive Director (8 Apr 2016 to 1 Sep 2023)
    • CF30 Customer (7 Jul 2015 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (27 Sep 2011 to 17 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.