Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 23 Feb 2017)
    • [FCA CF] Client dealing (since 28 Jun 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (22 May 2017 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (23 Feb 2017 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (since 23 Feb 2017)
    • [FCA CF] Material risk taker (since 8 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
    • [FCA CF] Client dealing (since 28 Jun 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (19 Apr 2004 to 26 Apr 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (19 Apr 2004 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.