Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (since 23 Feb 2017)
- [FCA CF] Client dealing (since 28 Jun 2016)
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Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (22 May 2017 to 28 Feb 2020)
- [FCA CF] Manager of certification employee (23 Feb 2017 to 28 Feb 2020)
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 23 Feb 2017)
- [FCA CF] Material risk taker (since 8 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
- [FCA CF] Client dealing (since 28 Jun 2016)
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (19 Apr 2004 to 26 Apr 2005)
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- CF21 Investment Adviser (19 Apr 2004 to 26 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.