Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Dec 2006 to 10 Apr 2007)
  • Business & Personal Investment Limited (no longer approved here)

    FRN 425865

    • CF21 Investment Adviser (15 Feb 2006 to 15 Dec 2006)
    • CF22 Investment Adviser (Trainee) (20 Apr 2005 to 15 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (9 Jun 2003 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 9 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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