Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
D. E. Shaw & Co. (London) LLP
FRN 590179
- [FCA CF] Material risk taker (since 13 Mar 2025)
- [FCA CF] Manager of certification employee (since 13 Mar 2025)
- [FCA CF] Client dealing (since 13 Mar 2025)
- [FCA CF] Client dealing (29 Jan 2024 to 16 Jul 2024)
-
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 28 Jan 2024)
- [FCA CF] Client dealing (1 Jan 2021 to 28 Jan 2024)
- CF30 Customer (23 May 2014 to 6 Mar 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 28 Jan 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2024)
- CF30 Customer (23 May 2014 to 6 Mar 2016)
-
- CF30 Customer (23 Sep 2011 to 22 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.