Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 13 Mar 2025)
    • [FCA CF] Manager of certification employee (since 13 Mar 2025)
    • [FCA CF] Client dealing (since 13 Mar 2025)
    • [FCA CF] Client dealing (29 Jan 2024 to 16 Jul 2024)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 28 Jan 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 28 Jan 2024)
    • CF30 Customer (23 May 2014 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 28 Jan 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2024)
    • CF30 Customer (23 May 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Sep 2011 to 22 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.