Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 16 May 2023)
- [FCA CF] Client dealing (since 26 Sep 2018)
- [FCA CF] Manager of certification employee (17 Oct 2018 to 9 Mar 2023)
- CF30 Customer (1 Nov 2007 to 1 Sep 2015)
- CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 16 May 2023)
- [FCA CF] Client dealing (since 26 Sep 2018)
- [FCA CF] Manager of certification employee (17 Oct 2018 to 9 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.