Puneet Mudgal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (9 Mar 2023 to 11 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (4 Jan 2023 to 11 Mar 2026)
- CF30 Customer (30 Apr 2019 to 31 Jul 2020)
Cardiff Financial Services Limited (no longer approved here)
FRN 988148
- Employed By (9 Mar 2023 to 11 Mar 2026)
Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- Appointed representative dealing with clients for which they require qualification (10 Aug 2022 to 4 Jan 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2021)
Kevin Paul Manktelow (no longer approved here)
FRN 215234
- (31)Employed By (30 Apr 2019 to 31 Jul 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.