Punam Laxmi Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Jun 2017)
    • CF30 Customer (since 20 Jan 2012)
  • Ashleyjai Wealth Management Limited

    FRN 782103

    • Employed By (since 21 Jun 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 May 2008 to 28 May 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Oct 2006 to 2 Nov 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 5 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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