Puja Bhargava Turner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 19 Nov 2020)
    • [FCA CF] Manager of certification employee (since 2 Feb 2017)
    • [FCA CF] Client dealing (since 5 Oct 2016)
    • CF21 Investment Adviser (17 Jun 2002 to 1 May 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 17 Jun 2002)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 19 Nov 2020)
    • [FCA CF] Manager of certification employee (since 2 Feb 2017)
    • [FCA CF] Client dealing (since 5 Oct 2016)
    • CF21 Investment Adviser (17 Jun 2002 to 1 May 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 17 Jun 2002)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (19 Nov 2020 to 4 Jul 2022)
    • [FCA CF] Client dealing (28 Jun 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (28 Jun 2018 to 4 Jul 2022)
    • CF21 Investment Adviser (17 Jun 2002 to 1 May 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 17 Jun 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 28 Jun 2011)
    • CF21 Investment Adviser (17 Sep 2004 to 31 Oct 2007)

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