Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 27 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
- [FCA CF] Client dealing (8 Jul 2020 to 27 Jan 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2019)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (5 Jul 2018 to 27 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.