Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alter Domus Fund Services (UK) Limited (no longer approved here)

    FRN 629864

    • CF10 Compliance Oversight (9 Mar 2015 to 31 May 2016)
    • CF11 Money Laundering Reporting (9 Mar 2015 to 31 May 2016)
  • Alter Domus Depositary Services (UK) Limited (no longer approved here)

    FRN 605561

    • CF1 Director (15 Dec 2014 to 12 Sep 2018)
    • CF10 Compliance Oversight (10 Jul 2014 to 31 May 2016)
    • CF11 Money Laundering Reporting (10 Jul 2014 to 31 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

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