Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (9 Mar 2015 to 31 May 2016)
- CF11 Money Laundering Reporting (9 Mar 2015 to 31 May 2016)
-
- CF1 Director (15 Dec 2014 to 12 Sep 2018)
- CF10 Compliance Oversight (10 Jul 2014 to 31 May 2016)
- CF11 Money Laundering Reporting (10 Jul 2014 to 31 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.