Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [PRA CF] Significant risk taker or Material risk taker (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
    • CF30 Customer (24 Apr 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 13 Feb 2014)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (20 Jul 2005 to 4 May 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (10 Sep 2004 to 6 Jun 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Sep 2004 to 6 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.