Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Natixis
FRN 206092
- [PRA CF] Significant risk taker or Material risk taker (since 4 Jul 2024)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
- CF30 Customer (24 Apr 2015 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 13 Feb 2014)
- CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (20 Jul 2005 to 4 May 2007)
-
- CF21 Investment Adviser (10 Sep 2004 to 6 Jun 2005)
-
- CF21 Investment Adviser (10 Sep 2004 to 6 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.