Protima Chanda Mithal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jan 2024)
    • [FCA CF] Client dealing (since 25 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Nov 2022 to 30 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (12 Sep 2022 to 30 Nov 2023)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (13)Employed By (22 Nov 2022 to 30 Nov 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (30 Jun 2017 to 31 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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