Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IPS Financial Solutions Limited
FRN 207663
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 27 Dec 2012)
- CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
- CF1 Director (1 May 2002 to 8 Dec 2019)
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- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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IPS Terroni Insurance Services Ltd
FRN 306247
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Insurefinance Limited
FRN 726989
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (21 Mar 2016 to 8 Dec 2019)
- CF1 Director (21 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.