Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 7 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 May 2024)
    • [FCA CF] Client dealing (since 26 Jul 2023)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 4 May 2020)
    • [FCA CF] Material risk taker (25 Jun 2018 to 1 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2018 to 1 Nov 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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