Priya Kainth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acer Consultancy Services Ltd

    FRN 750786

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 14 Jul 2024)
    • CF1 Director (AR) (since 14 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
    • [FCA CF] Client dealing (since 12 Jun 2024)
  • Prosperity Finance UK Limited (no longer approved here)

    FRN 734849

    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 22 Aug 2024)
  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • Appointed representative dealing with clients for which they require qualification (21 Apr 2022 to 29 Jun 2022)
    • CF1 Director (AR) (30 Mar 2022 to 29 Jun 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (7 Oct 2020 to 11 Feb 2022)
    • CF1 Director (AR) (11 Nov 2019 to 11 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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