Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (8 Mar 2021 to 26 Aug 2022)
    • [FCA CF] Functions requiring qualifications (23 Apr 2018 to 6 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 7 May 2017)
    • CF30 Customer (12 May 2015 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 28 Feb 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (25 Aug 2010 to 10 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.