Prem Singh Sohal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blue Water Energy LLP (no longer approved here)
FRN 565160
- [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2022)
- CF30 Customer (28 May 2019 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (30 Jul 2018 to 8 Mar 2019)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (30 Jul 2018 to 8 Mar 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (5 Jan 2017 to 29 Jun 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.