Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Jan 2026)
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- [FCA CF] Functions requiring qualifications (19 Jul 2022 to 30 Sep 2024)
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- [FCA CF] Functions requiring qualifications (8 Feb 2021 to 26 Mar 2021)
- [FCA CF] Client dealing (8 Feb 2021 to 26 Mar 2021)
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- [FCA CF] Client dealing (16 Sep 2019 to 7 Feb 2021)
- [FCA CF] Functions requiring qualifications (16 Sep 2019 to 7 Feb 2021)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (11 Jul 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.