Preetam Ghuman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- Appointed representative dealing with clients for which they require qualification (13 Mar 2025 to 15 Oct 2025)
- CF1 Director (AR) (20 Feb 2025 to 15 Oct 2025)
Goldwire Financial Solutions Limited (no longer approved here)
FRN 756760
- CF1 Director (AR) (9 May 2022 to 17 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 May 2022 to 17 Mar 2025)
New Leaf Distribution Limited (no longer approved here)
FRN 460421
- Appointed representative dealing with clients for which they require qualification (21 Jul 2021 to 1 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.