Pratibha Joshi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2023)
    • CF30 Customer (since 13 Mar 2023)
    • [FCA CF] Client dealing (18 Aug 2020 to 14 Mar 2023)
    • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 14 Mar 2023)
  • Threshold Wealth Management Ltd

    FRN 961020

    • Employed By (since 27 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Oct 2014 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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