Prashant Sood

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (11 Aug 2017 to 3 Sep 2024)
    • CF30 Customer (11 Aug 2014 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 7 May 2014)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (16 Jul 2004 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.