Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF3 Executive Director (28 May 2021 to 30 Jun 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (22 Jul 2005 to 8 Dec 2019)
    • CF13 Finance (22 Jul 2005 to 31 Oct 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF1 Director (20 Jul 2010 to 27 Jun 2011)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF1 Director (20 Jul 2010 to 27 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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