Prashant Kumar Bali

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (4 Nov 2016 to 10 Aug 2018)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
    • CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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