Praneet Shah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 2 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [FCA CF] Client dealing (since 2 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2017)
  • Goldman Sachs Bank USA

    FRN 582328

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jan 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (9 Oct 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (9 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.