Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 31 May 2019)
- SMF16 Compliance Oversight (7 Mar 2016 to 31 May 2019)
- CF10 Compliance Oversight (19 Jun 2015 to 6 Mar 2016)
- CF29 Significant management (19 Jun 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.