Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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P K Insurance (Brokers) Limited
FRN 305042
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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P K Financial Limited
FRN 487297
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (20 Jan 2009 to 7 Dec 2017)
- CF1 Director (20 Jan 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Jan 2009 to 16 Sep 2013)
- CF30 Customer (20 Jan 2009 to 5 Feb 2013)
- CF8 Apportionment and Oversight (20 Jan 2009 to 31 Mar 2009)
- Responsible for Insurance Mediation (20 Jan 2009 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.