Prahalathan Rajasekaran

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARR DAVIS & COMPANY LIMITED

    FRN 138881

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF1 Director (AR) (since 8 Dec 2016)
    • CF30 Customer (since 8 Dec 2016)
  • PK Financial Planning and Investments Ltd

    FRN 766029

    • (1)Employed By (since 8 Dec 2016)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
    • CF1 Director (1 Dec 2001 to 3 Jun 2003)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF1 Director (1 Dec 2001 to 5 Aug 2005)
    • CF27 Investment Management (1 Dec 2001 to 5 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at PK Financial Planning and Investments Ltd

  2. controlled function added: (1)Employed By at PK Financial Planning and Investments Ltd