Pradip Kumar Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Avery Row Capital Partners LLP
FRN 756430
- SMF1 Chief Executive (since 28 Jul 2022)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (28 Jul 2022 to 22 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jul 2022 to 22 Jun 2023)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2016 to 25 May 2017)
- CF11 Money Laundering Reporting (1 Dec 2016 to 25 May 2017)
- CF4 Partner (1 Dec 2016 to 8 Dec 2019)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF4 Partner (AR) (1 Sep 2016 to 1 Dec 2016)
- CF30 Customer (1 Sep 2016 to 1 Dec 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (20 Dec 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.