Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Material risk taker (since 27 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2019)
- [FCA CF] Manager of certification employee (28 May 2023 to 27 May 2024)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Material risk taker (since 27 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2019)
- [FCA CF] Manager of certification employee (28 May 2023 to 27 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.