Prabal Kumar Gupta

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 3 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (12 Feb 2007 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 3 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.