Poya Agha-Bozorgi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (25 Sep 2018 to 10 Aug 2021)
- [FCA CF] Manager of certification employee (25 Sep 2018 to 10 Aug 2021)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (25 Sep 2018 to 10 Aug 2021)
- [FCA CF] Client dealing (25 Sep 2018 to 10 Aug 2021)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (10 Oct 2013 to 6 Mar 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (1 Nov 2007 to 31 May 2013)
- CF26 Customer Trading (11 Aug 2006 to 31 Oct 2007)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF26 Customer Trading (1 Nov 2005 to 8 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.