Poppy Elizabeth Felicity Thatcher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 4 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2025)
    • CF30 Customer (18 Oct 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 4 Nov 2020)
    • [FCA CF] Client dealing (since 18 Oct 2016)
    • [FCA CF] Manager of certification employee (23 May 2018 to 13 Mar 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 4 Nov 2020)
    • [FCA CF] Client dealing (since 18 Oct 2016)
    • [FCA CF] Manager of certification employee (23 May 2018 to 13 Mar 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (3 Apr 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (3 Apr 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (5 Oct 2009 to 25 Feb 2014)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 11 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.