Pooja Chandarana

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jay Ram Financial Services Ltd

    FRN 1025298

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2025)
    • Responsibility for MCD Intermediation (since 1 Aug 2025)
    • Responsible for Insurance Distribution (since 1 Aug 2025)
    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (22 Nov 2019 to 13 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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